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drewdean5545
drewdean5545
27.11.2019 • 
Business

The portfolio manager of a pension plan is well known as a fan of the local nfl football team. the branch manager of a finra member firm who has been trying to secure a portion of the plan's investment account owns a luxury box at the stadium. finra's conduct rules would permit
a) transferring the ownership of the rights to the luxury box to the portfolio manager if at least 30% of the portfolio is transferred to the branch manager's firm
b) the branch manager to offer tickets to the portfolio manager only if the value did not exceed $100
c) the branch manager to invite the portfolio manager to accompany him to a game of his choice
d) the branch manager to offer the portfolio manager 2 of the seats in the box for the entire season

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