InnocentSoul
InnocentSoul
04.05.2021 • 
Business

Under the Dodd-Frank Wall Street Reform and Consumer Protection Act, an investment adviser must register with the SEC if it A) has $35 million in client assets invested in cash or money market funds and $75 million of client assets invested in long-term bonds under management B) limited its clients to insurance companies only C) its only place of business is outside of the United States, deals with fewer than 15 U.S.-based clients, and has less than $25 million in AUM in the United States D) would be required to register in 15 or more states

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